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14 Mar 2020, 5:38 pm
Securities and Exchange Commission noticed for immediate effectiveness a proposed rule filing submitted by Cboe Exchange, Inc. to facilitate the continued operation of Cboe's options exchange in light of Cboe's decision to temporarily suspend…Read the Full Press ReleaseHave a securities law question? [read post]
20 Aug 2018, 5:00 am
The case arose from allegations by the regulatory unit of the Chicago Board Options Exchange, Inc. that ABN AMRO Clearing Chicago LLC violated the SEC’s market access rule. [read post]
25 Apr 2013, 11:37 am
On April 25, 2013, CBOE Holdings, Inc. [read post]
2 Apr 2018, 5:00 am
Cboe Global Markets, Inc. [read post]
9 Nov 2015, 2:58 am
., Inc. v. [read post]
7 May 2012, 11:27 am
The conclusion of the Chicago Board Options Exchange v. [read post]
15 Dec 2015, 7:34 am
Chicago Board Options Exchange, Inc., December 11, 2015, Flaum, J.) [read post]
21 Jan 2021, 7:12 am
Typically, these products are tied to the CBOE volatility index or VIX. [read post]
15 Apr 2018, 6:10 am
In the Matter of Instinet, LLC, Respondent, (FINRAAWC 2013036836015, April 12, 2018)http://www.finra.org/sites/default/files/instinet_awc_041218.pdf The Financial Industry Regulatory Authority, BOX Options Exchange LLC; the CBOE BZX Exchange, Inc.; Investors Exchange LLC; the NASDAQ Stock Market LLC; and the New York Stock Exchange; and certain of their affiliated Exchanges censured and imposed a $1.575 million fine on Instinet, LLC… [read post]
8 Feb 2019, 4:22 am
But if big players are able to direct trades its way, then “NYSE, Nasdaq, and Cboe will be ... [read post]
4 Jun 2009, 12:57 pm
Chicago Board Options Exchange, Inc., No. 2369-VCN (Del. [read post]
24 Feb 2010, 3:09 am
Options Exchange Inc. v. [read post]
25 Mar 2016, 9:16 am
Options Exch., Inc. v. [read post]
27 Jul 2018, 8:59 am
Securities and Exchange Commission (“SEC”) denied an application by the CBOE Bats BZX Exchange, Inc., (“BZX”) seeking to list and trade shares of the Winklevoss Bitcoin Trust. [read post]
28 Aug 2018, 11:10 am
” On August 23, 2018, the SEC notified NYSE Group, Inc. and Cboe Global Markets that it will review the Orders and they are stayed until the SEC orders otherwise. [read post]
16 Nov 2020, 7:20 am
Edwards & Company Inc., Royal Alliance Associates Inc., Securities America Advisors Inc., and Summit Financial Group Inc. [read post]
14 Aug 2008, 6:33 pm
CBOE Stock Exchange, LLC Chicago Stock Exchange, Inc. [read post]
27 Aug 2007, 6:17 am
Chicago Board Options Exchange, Inc., 2007 WL 2296355 (Del. [read post]
11 Dec 2017, 6:46 am
On December 1, 2017, the CFTC announced that the Chicago Mercantile Exchange Inc. [read post]
2 Aug 2017, 6:45 am
Reportedly, FINRA is one of the censuring entities, along with the Nasdaq Stock Market, the New York Stock Exchange (NYSE), and the Kansas-based Bats Global Markets, acquired by Chicago Board Options Exchange Holdings, owner of the CBOE, in March of this year. [read post]
